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Series 7: General Securities Representative Test Prep Course

You can view this course as a realistic alternative to paying for hours of tutoring and study at your own phase!
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Content

Platform: Udemy
Video: 18h 20m
Language: English
Next start: On Demand

Table of contents

Description

This course prepares you to pass the Series 7 (General Securities Representative).
You can view this course as realistic alternative to paying for hours of tutoring and allows you to pause, rewind, and/or repeat concepts as needed. PLUS, you’ll have access to realistic practice questions, final exam and step-by-step demonstrations of how to approach and answer those questions accurately and efficiently.
As a bonus you”ll be able to download cheat sheets in PDF format, that cover the most important concepts you must know for the exam.
Warning: This is an intensive course with 17+ hours of video lectures

Series 7 (General Securities Representative) Prep Course Outline:
•Section 1. Getting Started at a Broker Dealer
•Section 2. All About Accounts – Opening, Maintaining and Client Suitability
•Section 3. Equity Securities, Derivatives, Partnerships and real Estate
•Section 4. Fixed Income Securities – All About that Debt
•Section 5. Packaged Securities and Managed Investments
•Section 6. Trading Markets
•Section 7. Processing Trades, Key tax Issues and Margin Calculations
•7 Practice Quizzes. 10-40 questions
•Final Exam. Test with 135 questions
•Bonus: Tips & Tricks before the Exam day

***Course includes 7 Sections, 7 Section Quizzes and a Final Exam(135 questions)***

You will learn

✓ ALL Series 7 Exam Topics
✓ Equity and Debt Securities
✓ Securities Act of 1933 and 1934
✓ Capital Markets
✓ Options Contracts, Options Strategies
✓ Municipal Debt Securities
✓ Customer Accounts and Prohibited Activities
✓ Industry Regulatory Framework
✓ Processing Trades, Key tax Issues and Margin Calculations
✓ Other Securities Products and Their Risks
✓ Packaged Securities and Managed Investments
✓ Business of the Broker-Dealer
✓ Verifying Customer Purchases and Sales Instructions
✓ Placing Orders on the Customers Accounts

Requirements

• SIE course is recommended prior to taking the Series 7 exam (which we have too!)

This course is for

• Anyone who wants to take the FINRA’s Series 7 exam
• Study financial industry sector
• People that want to enter financial industry
• People that want to work for a Broker-Dealer
Stockbroker Lab prepares you to PASS THE EXAM the first time
Stockbroker Lab offers a complete program of online training for securities exams, designed to ensure you pass the first time. We understand the importance of taking the exams when starting a new career or taking the steps to further your career to the next level, and we are here to ensure you to achieve your professional goals.
We’ve have state-of-the-art online learning technologies to deliver the industry’s most complete solution for securities training, so that you have everything you need to succeed in one place.

Browse all courses by on Coursemarks.
Platform: Udemy
Video: 18h 20m
Language: English
Next start: On Demand

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